← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/29/2024)
WINONA CAPITAL MANAGEMENT, LLC · 所有者与执行高管(CRD 162882)
机构事实页:WINONA CAPITAL MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/162882
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KOLDYKE, MARTIN, LAIRD | 个人 | FOUNDER & MANAGING DIRECTOR; MEMBER | 是 | D |
| REESE, LUCIUS, EVERETT | 个人 | FOUNDER & MANAGING DIRECTOR | 是 | NA |
| LNC INVESTMENT CO., LLC | 境内实体 | PROFIT PARTICIPATION INTEREST | — | C |
| LUCIUS E. REESE GRANTOR TRUST | 境内实体 | MEMBER | — | D |
| REESE, LUCIUS, EVERETT | 个人 | TRUSTEE OF LUCIUS E. REESE GRANTOR TRUST | — | D |
| KELLY, BARBARA, JEAN | 个人 | TRUSTEE OF LUCIUS E. REESE GRANTOR TRUST | — | D |
| WCM INCENTIVE, LLC | 境内实体 | PROFIT PARTICIPATION INTEREST | — | D |
| SOWERS, JASON, FERRIS | 个人 | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, DIRECTOR | 是 | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LAIRD NORTON COMPANY | MEMBER | 是 |
| KOLDYKE, MARTIN, LAIRD | MEMBER | 是 |
| REESE, LUCIUS, EVERETT | MEMBER | 是 |
| KIPP, DANIEL, JORDAN | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
