← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（06/24/2024）
NEEDHAM & COMPANY, LLC · 所有者与执行高管（CRD 16360）
机构事实页：NEEDHAM & COMPANY, LLC 事实页 → | 官方原文：IAPD firm-summary/16360
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PRIOR, JOHN JOSEPH JR | 个人 | MANAGING DIRECTOR, CEO OF THE NEEDHAM GROUP, INC. | 是 | B |
| ABBRUZZESE, JAMES MICHAEL | 个人 | MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER & ACTING HEAD OF SALES | 是 | NA |
| NEEDHAM HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| MALIK, ANDREW JOSEPH | 个人 | MANAGING DIRECTOR, CHAIRMAN | 是 | NA |
| IACOVONE, JACK JAMES | 个人 | MANAGING DIRECTOR, CEO & HEAD OF INVESTMENT BANKING | 是 | B |
| FIORDALISO, ROBERT JOSEPH | 个人 | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | 是 | NA |
| MERLINO, SALVATORE ANTHONY | 个人 | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | 是 | NA |
| MALONEY, THOMAS ANTHONY | 个人 | MANAGING DIRECTOR, CO-DIRECTOR OF RESEARCH | 是 | NA |
| MALLOY, JOHN PATRICK | 个人 | MANAGING DIRECTOR, CO-DIRECTOR OF RESEARCH | 是 | NA |
| LAUFER, DAVID MICHAEL | 个人 | MANAGING DIRECTOR, HEAD OF TRADING & SALES TRADING | 是 | NA |
Schedule B · 执行高管（2 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| THE NEEDHAM GROUP, INC. | MEMBER | 是 |
| NEEDHAM, GEORGE AUSTIN | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
