← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/21/2013)
CARF MANAGEMENT LLC · 所有者与执行高管(CRD 163983)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/163983
Schedule A · 直接所有者(4 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ELLIS, KEVIN, VERN | 个人 | ELECTED MANAGER AND CCO | 是 | NA |
| FISCO FUNDS MANAGEMENT, LLC | 境内实体 | OWNER | 是 | D |
| OP 8 ANALYTICS LLC | 境内实体 | OWNER | 是 | D |
| PRICE, TIMOTHY, TODD | 个人 | ELECTED MANAGER AND CHIEF INVESTMENT OFFICER | 是 | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| HAYNES, HARRY, ELLIOT | MEMBER | 是 |
| ELLIS, KEVIN, VERN | ELECTED MANAGER AND CHIEF OPERATING OFFICER | 是 |
| DEKINDER, SAMUEL, TRENT | MEMBER | 是 |
| ST. JOHN, JOE | MEMBER | 是 |
| DEMING, PAUL, GIRARD | MEMBER | — |
| ZULLI, GERALD, JOHN | MEMBER | — |
| SCHWAB, STEVEN, CHARLES | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
