← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/31/2024)
TIDAL INVESTMENTS LLC · 所有者与执行高管(CRD 164201)
机构事实页:TIDAL INVESTMENTS LLC 事实页 → | 官方原文:IAPD firm-summary/164201
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CARLSON, DANIEL, HOWARD | 个人 | MANAGING MEMBER / SECRETARY/DIRECTOR | 是 | A |
| VENUTO, MICHAEL, JEREMY | 个人 | CHIEF INVESTMENT OFFICER / MANAGING MEMBER / DIRECTOR | 是 | B |
| FTV-TOROSO, INC | 境内实体 | UNIT HOLDER | — | C |
| FILMORE, GAVIN, CLARK | 个人 | CHIEF REVENUE OFFICER | 是 | NA |
| WOOLVERTON, WILLIAM, HENDERSON | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| VOSTRIZANSKY, MICHAEL | 个人 | DIRECTOR | 是 | NA |
| RESCHO, DOUGLAS, CLIFFORD | 个人 | DIRECTOR | 是 | NA |
| TRIAS, GUILLERMO | 个人 | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER / DIRECTOR | 是 | B |
| TOROSO INVESTMENTS TOPCO, LLC | 境内实体 | UNIT HOLDER | — | D |
| PELLEGRINO, MICHAEL, THOMAS | 个人 | CHIEF LEGAL OFFICER | — | NA |
| FALKEIS, ERIC, WALTER | 个人 | CHIEF OPERATING OFFICER | 是 | A |
| RIVEN, RONNIE, JACOB | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(4 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| TRIAS, GUILLERMO | UNIT HOLDER | 是 |
| GT CAPITAL | UNIT HOLDER | 是 |
| VENUTO, MICHAEL, JEREMY | UNIT HOLDER | 是 |
| FTV VI, L.P. | UNIT HOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
