← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/12/2023)
REGAL PARTNERS LIMITED · 所有者与执行高管(CRD 165751)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/165751
Schedule A · 直接所有者(14 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| RMPL FAMILY TRUST | 境外实体 | SHAREHOLDER | — | B |
| CAMERON, IAN, JAMES | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| GARDNER, JAYE, LOUISE | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| CAMERON, IAN, JAMES | 个人 | JOINT COMPANY SECRETARY | — | NA |
| LIU, KATHLEEN | 个人 | GENERAL COUNSEL / JOINT COMPANY SECRETARY | 是 | NA |
| O'CONNOR, BRENDAN JOHN | 个人 | CHIEF EXECUTIVE OFFICER / DIRECTOR | 是 | NA |
| GIBSON, IAN MARK | 个人 | EXECUTIVE DIRECTOR | 是 | NA |
| COLE, MICHAEL, JOHN | 个人 | INDEPENDENT CHAIRMAN | — | NA |
| KING FAMILY TRUST | 境外实体 | SHAREHOLDER | 是 | C |
| REGAL FOUNDATION | 境外实体 | SHAREHOLDER | — | A |
| PHILIP KING FAMILY TRUST | 境外实体 | SHAREHOLDER | 是 | A |
| JONES, DAVID, FLETCHER | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| DULHUNTY, SARAH, JANE | 个人 | NON-EXECUTIVE DIRECTOR | — | NA |
| LAUGHLIN, GREGORY, WILLIAM | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| LUCIANO, ROBERT, MICHAEL PAUL | SHAREHOLDER | 是 |
| NEW HIGHLAND PTY LIMITED | TRUSTEE | 是 |
| NEW HIGHLAND PTY LIMITED | TRUSTEE | 是 |
| FICUS FIDUCIARY LIMITED | TRUSTEE | 是 |
| KING, PHILIP, BRIAN VERNON | SHAREHOLDER | 是 |
| KING, ANDREW, ROBERT VERNON | MEMBER | 是 |
| KING, PAMELA, DIANE | MEMBER | 是 |
| GORE, DAVID, ANTON | MEMBER | 是 |
| RMPL INVESTMENTS PTY LTD | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
