← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2013)
HARRIS & HARRIS GROUP, INC. · 所有者与执行高管(CRD 165936)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/165936
Schedule A · 直接所有者(14 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JAMISON, DOUGLAS, W | 个人 | CHAIRMAN, BOARD OF DIRECTOR, CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR | 是 | NA |
| WOLFE, DANIEL, B | 个人 | PRESIDENT, CHIEF OPERATING OFFICER AND MANAGING DIRECTOR | 是 | NA |
| FORMAN, SANDRA, MATRICK | 个人 | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | 是 | NA |
| EGAN, PATRICIA, N | 个人 | CHIEF FINANCIAL OFFICER AND TREASURER | 是 | NA |
| ANDREEV, ALEXEI, A | 个人 | MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT | 是 | NA |
| USHIO, MISTI | 个人 | MANAGING DIRECTOR AND EXECUTIVE VICE PRESIDENT | 是 | NA |
| BURNS, ROBERT, S | 个人 | SENIOR VICE PRESIDENT | 是 | NA |
| AYRES, WARREN, DILLAWAY | 个人 | DIRECTOR | — | NA |
| BAUMAN, PHILLIP, A | 个人 | DIRECTOR | — | NA |
| LANZA, LUCIO, L | 个人 | DIRECTOR | — | NA |
| RAMSEY, CHARLES, E | 个人 | DIRECTOR | — | NA |
| ROBERTS, JAMES, E | 个人 | DIRECTOR | — | NA |
| SHANLEY, RICHARD, P | 个人 | DIRECTOR | — | NA |
| SHEWMAKER, BRUCE, WILLIAM | 个人 | DIRECTOR | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
