← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/21/2024)
GRIFFIS RESIDENTIAL INVESTMENT ADVISOR · 所有者与执行高管(CRD 166201)
机构事实页:GRIFFIS RESIDENTIAL INVESTMENT ADVISOR 事实页 → | 官方原文:IAPD firm-summary/166201
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GRIFFIS, IAN, CHRISTOPHER | 个人 | MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER | 是 | NA |
| BIRNBAUM, DAVID, MICHAEL | 个人 | MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER | 是 | NA |
| BARTA, THOMAS, SHANE | 个人 | PRESIDENT AND CHIEF OPERATING OFFICER | 是 | NA |
| NEW CENTURY INVESTMENT COMPANY, INC. | 境内实体 | MEMBER | 是 | C |
| GRIFFIS INVESTMENT COMPANY, INC. | 境内实体 | MEMBER | 是 | D |
| TGT, INC. | 境内实体 | MEMBER | — | A |
| Souther, Christopher, Carroll | 个人 | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GRIFFIS, IAN, CHRISTOPHER | OWNER | 是 |
| BIRNBAUM, DAVID, MICHAEL | OWNER | 是 |
| BARTA, THOMAS, SHANE | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
