← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/06/2024)
ASHTON THOMAS SECURITIES, LLC · 所有者与执行高管(CRD 16629)
机构事实页:ASHTON THOMAS SECURITIES, LLC 事实页 → | 官方原文:IAPD firm-summary/16629
Schedule A · 直接所有者(3 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LANZISERA, JOSEPH ANTHONY | 个人 | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | 是 | NA |
| BRITT, TERRENCE PATRICK | 个人 | VICE PRESIDENT / COO | 是 | NA |
| EXPLORER INVESTMENT HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
Schedule B · 执行高管(6 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ASHTON THOMAS MANAGEMENT, LLC | MEMBER | 是 |
| ARAX WEALTH MANAGEMENT, LLC | MEMBER | 是 |
| ARAX MIDCO, LLC | MEMBER | 是 |
| ARAX INVESTMENT PARTNERS, LLC | MEMBER | 是 |
| ARAX BUSINESS TRUST | MEMBER | 是 |
| REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
