← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（02/06/2017）
NSAM US LLC · 所有者与执行高管（CRD 167232）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/167232
Schedule A · 直接所有者（16 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NSAM EUROPE S.R.L. | 境外实体 | SOLE OWNER OF COLONY NORTHSTAR-N LUXEMBOURG S.R.L. | 是 | E |
| HAMAMOTO, DAVID, TAKASHI | 个人 | EXECUTIVE VICE CHAIRMAN OF COLONY NORTHSTAR, INC. | 是 | NA |
| GILBERT, DANIEL, ROSS | 个人 | DIR, COLONY NORTHSTAR BERMUDA; DIR, JERSEY RELYING ADVISERS; DIR. COLONY NORTHSTAR UK LTD | 是 | NA |
| FARKAS, JONATHAN, DAVID | 个人 | DIR., COLONY NORTHSTAR-N LUXEMBOURG S.R.L., COLONY NORTHSTAR BERMUDA, COLONY NORTHSTAR UK AND THE JERSEY RELYING ADVISER | 是 | NA |
| KAUFF, STEVEN, BRADLEY | 个人 | DIR., COLONY NORTHSTAR-N LUXEMBOURG S.R.L., COLONY NORTHSTAR BERMUDA, COLONY NORTHSTAR UK AND THE JERSEY RELYING ADVISER | 是 | NA |
| FALLICK, DAVID, SCOTT | 个人 | DIR., COLONY NORTHSTAR-N LUXEMBOURG S.R.L. | 是 | NA |
| MACARTHUR, GRAEME | 个人 | DIRECTOR OF THE JERSEY RELYING ADVISERS | 是 | NA |
| BURGESS, ANTONIA | 个人 | DIRECTOR OF THE JERSEY RELYING ADVISERS | 是 | NA |
| HEALTHCARE JV GP, LLC | 境内实体 | GENERAL PARTNER OF HEALTHCARE OPPORTUNITY JV, LP | 是 | NA |
| FLAHERTY, JAMES, FRANCIS | 个人 | LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP | 是 | NA |
| NSAM P-HOLDINGS, LLC | 境内实体 | LIMITED PARTNER OF HEALTHCARE OPPORTUNITY JV, LP | 是 | C |
| CNI ADVISOR HOLDINGS, LLC | 境内实体 | SHAREHOLDER OF JERSEY REALYING ADVISORS | 是 | E |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | 境内实体 | MEMBER | 是 | E |
| COLONY CAPITAL OP SUBSIDIARY, LLC | 境内实体 | MEMBER, COLONY CAPITAL INVESTMENT HOLDCO, LLC | 是 | E |
| COLONY CAPITAL OPERATING COMPANY, LLC | 境内实体 | SOLE MEMBER, NSAM P-HOLDINGS, LLC | 是 | E |
| SCHWARTZMAN, LEON | 个人 | CHIEF COMPLIANCE OFFICER OF COLONY CAPITAL INVESTMENT ADVISORS, LLC | 是 | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | MEMBER | 是 |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | MEMBER | 是 |
| COLONY CAPITAL OP SUBSIDIARY, LLC | MEMBER | 是 |
| COLONY CAPITAL OPERATING COMPANY, LLC | MEMBER | 是 |
| COLONY NORTHSTAR, INC. | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
