← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(11/07/2024)
MUTUAL ADVISORS, LLC · 所有者与执行高管(CRD 167658)
机构事实页:MUTUAL ADVISORS, LLC 事实页 → | 官方原文:IAPD firm-summary/167658
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| VOSS, MITCHELL, CRAIG | 个人 | CHAIRMAN | 是 | B |
| SABOL, RYAN, STEPHEN | 个人 | MANAGING PRINCIPAL | 是 | NA |
| CLAUSSEN, DAWN, MARIE | 个人 | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 是 | NA |
| JASPER, AARON, T | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DAMIANI, NICHOLAS, ARTHUR | 个人 | CHIEF ADMINISTRATIVE OFFICER | 是 | NA |
| KELSEY, CHARLES, ADAM | 个人 | VP, SERVICE AND OPERATIONS | 是 | NA |
| MUTUAL GROUP, INC. | 境内实体 | CORPORATION | 是 | E |
Schedule B · 执行高管(11 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SABOL SINGLE FAMILY PRIVATE TRUST COMPANY, LLC | TRUSTEE | 是 |
| JASPER SINGLE FAMILY PRIVATE TRUST COMPANY LLC | TRUSTEE | 是 |
| JASPER, AARON, T | OWNER | 是 |
| SABOL, RYAN, STEPHEN | OWNER | 是 |
| DAMIANI, NICHOLAS, ARTHUR | OWNER | 是 |
| THE VOSS WYOMING TRUST | MEMBER | 是 |
| VOSS, MITCHELL, CRAIG | TRUSTEE | 是 |
| THE JASPER WYOMING TRUST | MEMBER | 是 |
| THE SABOL WYOMING TRUST | MEMBER | 是 |
| VOSS INVESTMENTS, LLC | MEMBER | — |
| VOSS, MITCHELL, CRAIG | OWNER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
