← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/31/2015)
CLEARVEST, LLC · 所有者与执行高管(CRD 167786)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/167786
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| THE ALPHA COOPERATIVE, LLC | 境内实体 | MEMBER | 是 | C |
| CLEARBROOK GLOBAL ADVISORS, LLC | 境内实体 | MEMBER | 是 | C |
| GRIFFIN ASSET MANAGEMENT, LLC | 境内实体 | MEMBER | 是 | C |
| GILMORE, WALTER, ALAN | 个人 | CCO | — | NA |
| ZAFFUTO, CHARLES, ANTHONY | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| GRIFFIN, MICHAEL, EDWARD | 个人 | CEO | 是 | NA |
| HONG, MARK, N | 个人 | MANAGING MEMBER | 是 | NA |
Schedule B · 执行高管(8 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| WISLAR, ELLIOTT, WAKEFIELD | ELECTED MANAGER | 是 |
| WISLAR, JOHN, B | ELECTED MEMBER | 是 |
| SALZMAN, JEFFREY, HAMILTON | ELECTED MANAGER | 是 |
| NG, TIMOTHY, CHAN | ELECTED MANAGER | 是 |
| FOUR FAMILIES FUNDING, LLC | MEMBER | 是 |
| BISHOP, JAMES, DEFORREST | ELECTED MANAGER | 是 |
| GRIFFIN, MICHAEL, EDWARD | MANAGING MEMBER | 是 |
| ZAFFUTO, CHARLES, ANTHONY | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
