← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（06/26/2024）
ONE RIVER ASSET MANAGEMENT, LLC · 所有者与执行高管（CRD 167835）
机构事实页：ONE RIVER ASSET MANAGEMENT, LLC 事实页 → | 官方原文：IAPD firm-summary/167835
Schedule A · 直接所有者（18 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PETERS, CHARLES, ERIC | 个人 | MANAGING MEMBER | 是 | NA |
| GRANT, GEOFFREY, TAYLOR | 个人 | MEMBER | — | NA |
| MALLOCH, IAN, ANDREW | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| WALLIN, WILLIAM, GERARD | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | 境内实体 | MEMBER | 是 | B |
| PETERS, CHARLES, ERIC | 个人 | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | 是 | B |
| PETERS, TAMARA, LOUISE | 个人 | TRUSTEE - THE CHARLES ERIC PETERS REVOCABLE TRUST AGREEMENT | 是 | B |
| THE GRANT FAMILY TRUST DTD 11/8/12 | 境内实体 | MEMBER | — | A |
| GRANT, ANNETTE, MORRELL | 个人 | TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 | — | A |
| GRANT, GEOFFREY, TAYLOR | 个人 | TRUSTEE - THE GRANT FAMILY TRUST DTD 11/8/12 | — | A |
| THE PETERS FAMILY TRUST | 境内实体 | MEMBER | — | B |
| PETERS, CRAIG, HOMER | 个人 | TRUSTEE - THE PETERS FAMILY TRUST | — | B |
| McRandal, Ryan, NMN | 个人 | SHAREHOLDER | — | B |
| PRAJNA, STEPHEN, NMN | 个人 | SHAREHOLDER | — | A |
| MULLER, CHASE, ANDREW | 个人 | SHAREHOLDER | — | A |
| JLTC TRUST | 境内实体 | MEMBER | 是 | B |
| PETERS, CHARLES, ERIC | 个人 | TRUSTEE - JLTC TRUST | 是 | B |
| PETERS, TAMARA, LOUISE | 个人 | TRUSTEE - JLTC TRUST | 是 | B |
Schedule B · 执行高管（6 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| GRANT, GEOFFREY, TAYLOR | TRUSTEE | 是 |
| PETERS, TAMARA, LOUISE | TRUSTEE | 是 |
| PETERS, CHARLES, ERIC | TRUSTEE | 是 |
| GRANT, ANNETTE, MORRELL | TRUSTEE | 是 |
| PETERS, CRAIG, HOMER | TRUSTEE | 是 |
| PETERS, TAMARA, LOUISE | TRUSTEE | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
