← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（06/16/2024）
RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED · 所有者与执行高管（CRD 168551）
机构事实页：RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED 事实页 → | 官方原文：IAPD firm-summary/168551
Schedule A · 直接所有者（14 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ROYAL BANK OF CANADA HOLDINGS (UK) LTD | 境外实体 | DIRECT PARENT | 是 | E |
| THOMAS, DAVID, JOHN | 个人 | DIRECTOR (NON-EXECUTIVE) | — | NA |
| CHORNOUS, DANIEL, EDWARD | 个人 | DIRECTOR (NON-EXECUTIVE) | — | NA |
| CURRIN, SCOTT, RICHARD | 个人 | MONEY LAUNDERING OFFICER | — | NA |
| GERTH, ERICH, PAUL | 个人 | CHIEF EXECUTIVE OFFICER AND DIRECTOR | — | NA |
| PETTIGREW, JAMES, NEILSON | 个人 | CHAIRMAN AND DIRECTOR (INDEPENDENT NON-EXECUTIVE) | — | NA |
| BENTLEY, ANNA, MARIA JOSEPHINE C | 个人 | DIRECTOR (INDEPENDENT NON-EXECUTIVE) | — | NA |
| DOWDING, MARK, CHARLES DAVID | 个人 | DIRECTOR, CHIEF INVESTMENT OFFICER, FIXED INCOME | — | NA |
| WILLIAMS, DAMON, GRANT | 个人 | DIRECTOR (NON-EXECUTIVE) | — | NA |
| LJUNGKVIST, MALENA, SOFIE | 个人 | DIRECTOR (NON-EXECUTIVE) | — | NA |
| BROMLEY, PAUL, FREDERICK | 个人 | CHIEF OPERATING OFFICER | — | NA |
| Pickering, Anthony, David | 个人 | HEAD OF BUSINESS DEVELOPMENT | — | NA |
| DIXON, PETER, JOHN | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| BLUA, JEAN-PHILIPPE, CHRISTOPHE PAUL | 个人 | CHIEF RISK OFFICER | — | NA |
Schedule B · 执行高管（1 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROYAL BANK OF CANADA | PARENT COMPANY | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
