← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/21/2014)
SIRIUS CAPITAL MARKETS LLC · 所有者与执行高管(CRD 169337)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/169337
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SIRIUS INTERNATIONAL FINANCIAL SERVICES, LTD. | 境外实体 | SHAREHOLDER- RELYING ADVISER | 是 | E |
| SIRIUS RE HOLDINGS, INC. | 境内实体 | MEMBER- FILING ADVISER | 是 | E |
| HALSBAND, MICHAEL, RICHARD | 个人 | PRESIDENT- FILING ADVISER, DIRECTOR- RELYING ADVISER, MANAGER - FILING ADVISER | 是 | NA |
| REPASY, CHRISTINE, HAYER | 个人 | V.P, GENERAL COUNSEL- FILING ADVISER, DIRECTOR- RELYING ADVISER, MANAGER - FILING ADVISER | 是 | NA |
| BURKE, MARTIN | 个人 | PRESIDENT- RELYING ADVISER | 是 | NA |
| DELMAN, ALEXANDRA, LEE | 个人 | V.P., CHIEF COMPLIANCE OFFICER & ASSOC. GENERAL COUNSEL, FILING ADVISER, CHIEF COMPLIANCE OFFICER - RELYING ADVISER | 是 | NA |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| WHITE MOUNTAINS INSURANCE GROUP, LTD. | SHAREHOLDER | 是 |
| LONE TREE HOLDINGS LTD. | SHAREHOLDER | 是 |
| SIRIUS INTERNATIONAL INSURANCE GROUP, LTD. | SHAREHOLDER | 是 |
| SIRIUS INTERNATIONAL HOLDINGS, LTD. | SHAREHOLDER | 是 |
| SIRIUS INTERNATIONAL GROUP, LTD. | SHAREHOLDER | 是 |
| SIRIUS INTERNATIONAL FINANCIAL SERVICES LTD. | SHAREHOLDER | 是 |
| WM CALETA ( GIBRALTAR) LIMITED | SHAREHOLDER | 是 |
| WHITE ROCK HOLDINGS ( LUXEMBOURG) S.A.R.L | SHAREHOLDER | 是 |
| SIRIUS INTERNATIONAL HOLDING SWEDEN AB | SHAREHOLDER | 是 |
| FUND AMERICAN HOLDINGS AB | SHAREHOLDER | 是 |
| SIRIUS INTERNATIONAL INSURANCE CORPORATION | SHAREHOLDER | 是 |
| WM PHOENIX ( LUXEMBOURG) S.A.R.L | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
