← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
HEALTHCARE ROYALTY MANAGEMENT, LLC · 所有者与执行高管(CRD 169355)
机构事实页:HEALTHCARE ROYALTY MANAGEMENT, LLC 事实页 → | 官方原文:IAPD firm-summary/169355
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CONNER, THOMAS, KREUZ | 个人 | CHIEF ACCOUNTING OFFICER | — | NA |
| SCHNEIDER, SPENCER, HARRIS | 个人 | CHIEF COMPLIANCE OFFICER AND CHIEF PATENT COUNSEL | — | NA |
| WHITE, CHRISTOPHER, ANDREW | 个人 | PRESIDENT AND CHIEF FINANCIAL OFFICER | — | NA |
| FUTCH, CLARKE, BRANNEN | 个人 | CHAIRMAN AND CEO | — | NA |
| VANDERBILT CAPITAL PARTNERS, LLC | 境内实体 | MANAGER | 是 | E |
| COWEN INVESTMENT MANAGEMENT LLC | 境内实体 | MEMBER | 是 | C |
| BRYANT, TIMOTHY, RICHARD MORGAN | 个人 | GENERAL COUNSEL | — | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| TD COWEN | MEMBER | 是 |
| THE TORONTO-DOMINION BANK | MEMBER | 是 |
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | MEMBER | 是 |
| TD GROUP US HOLDINGS LLC | MEMBER | 是 |
| FUTCH, CLARKE, BRANNEN | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
