← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/21/2016)
CLIFFWATER INVESTMENTS LLC · 所有者与执行高管(CRD 169554)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/169554
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| VIRTUS PARTNERS, INC. | 境内实体 | MEMBER | 是 | D |
| CLIFFWATER LLC | 境内实体 | MEMBER | 是 | C |
| AYLWARD, GEORGE, ROBERT | 个人 | MANAGER, PRESIDENT AND CHAIRMAN | 是 | NA |
| ANGERTHAL, MICHAEL, AARON | 个人 | MANAGER, EXECUTIVE VICE PRESIDENT AND TREASURER | 是 | NA |
| WALTMAN, FRANCIS, GEORGE | 个人 | MANAGER AND EXECUTIVE VICE PRESIDENT | 是 | NA |
| NESBITT, STEPHEN, LANE | 个人 | MANAGER | 是 | NA |
| FLYNN, MARK, STEPHEN | 个人 | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND ASSISTANT SECRETARY | 是 | NA |
| HANLEY, DAVID, GEORGE | 个人 | VICE PRESIDENT AND ASSISTANT TREASURER | — | NA |
| LYNCH, THOMAS, KEVIN | 个人 | MANAGER | 是 | NA |
| PERSAUD, CHETRAM | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC. | SHAREHOLDER | 是 |
| NESBITT, STEPHEN, LANE | MEMBER | 是 |
| BARCHICK, KATHLEEN, KAY | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
