← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（07/28/2017）
AMUNDI SMITH BREEDEN LLC · 所有者与执行高管（CRD 169589）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/169589
Schedule A · 直接所有者（19 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EASON, STEPHEN, ALCUIN | 个人 | DIRECTOR/SENIOR EXECUTIVE VICE PRESIDENT | 是 | NA |
| DEKTAR, DANIEL, CLIFFORD | 个人 | MANAGING DIRECTOR | — | NA |
| SPROW, JOHN, BARKER | 个人 | EXECUTIVE VICE PRESIDENT/SENIOR INVESTMENT PROFESSIONAL | 是 | NA |
| ARGANBRIGHT, AMY, CAROL | 个人 | EXECUTIVE VICE PRESIDENT/DIRECTOR OF OPERATIONS | 是 | NA |
| HOLLINGSWORTH, JENNIFER, PENAFIEL | 个人 | MANAGING DIRECTOR/CHIEF FINANCIAL OFFICER/SECRETARY | 是 | NA |
| ADLER, DANIEL, ROTHSCHILD | 个人 | EXECUTIVE VICE PRESIDENT/DIRECTOR OF THE INVESTMENT MANAGMENT GROUP | 是 | NA |
| BLANQUE, PASCAL, MAURICE | 个人 | DIRECTOR | 是 | NA |
| HARMELINK, AIMEE, KATHRYN | 个人 | MANAGING DIRECTOR OF LEGAL & COMPLIANCE/CHIEF COMPLIANCE OFFICER/GENERAL COUNSEL/ASSISTANT SECRETARY | 是 | NA |
| AMUNDI USA, INC. | 境内实体 | MEMBER | 是 | E |
| DUENSING, JONATHAN, MICHAEL | 个人 | MANAGING DIRECTOR | — | NA |
| DE WIT, BERNARD, HENRI | 个人 | DIRECTOR | 是 | NA |
| PAGNI, PATRICK, ROBERT | 个人 | DIRECTOR | 是 | NA |
| CHARTREUSE ACRES LLC | 境内实体 | INCENTIVE PLAN | — | NA |
| BLANC, PATRICE, ETIENNE | 个人 | CHIEF OPERATING OFFICER/DIRECTOR | 是 | NA |
| GRADASCEVIC, SUSAN, MARIE | 个人 | MANAGING DIRECTOR/CHIEF MARKETING OFFICER | 是 | NA |
| Garreau, Philippe | 个人 | MANAGING DIRECTOR/CHIEF RISK OFFICER | 是 | NA |
| Couasse, Dominique, Luc | 个人 | MANAGING DIRECTOR/CHIEF OF STAFF | 是 | NA |
| JONES, LISA | 个人 | CHIEF EXECUTIVE OFFICER/CHAIRMAN/DIRECTOR | 是 | NA |
| TAUBES, KENNETH, JAMES | 个人 | CHIEF INVESTMENT OFFICER/DIRECTOR | 是 | NA |
Schedule B · 执行高管（4 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| AMUNDI ASSET MANAGEMENT | SHAREHOLDER | 是 |
| AMUNDI | SHAREHOLDER | 是 |
| CREDIT AGRICOLE SA | SHAREHOLDER | 是 |
| SAS RUE LA BOETIE | SHAREHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
