← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/28/2024)
DUPREE & COMPANY, INC. · 所有者与执行高管(CRD 1697)
机构事实页:DUPREE & COMPANY, INC. 事实页 → | 官方原文:IAPD firm-summary/1697
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| DRAGOO, MICHELLE MARIE | 个人 | VICE PRESIDENT, SECRETARY, TREASURER | 是 | NA |
| GRIMES, III, ALLEN EVANS MR. | 个人 | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL PRINCIPAL, SHAREHOLDER, DIRECTOR | 是 | NA |
| GRIMES, LAMAR DUPREE | 个人 | SHAREHOLDER/DIRECTOR | 是 | C |
| HARRISON, VINCENT HENRY | 个人 | VICE PRESIDENT | 是 | NA |
| BANK OF THE BLUEGRASS SUCC TR FOR CLARA G DUPREE TR UA FBO HARRIET DUPREE BRADLEY | 境内实体 | SHAREHOLDER | — | A |
| BANK OF THE BLUEGRASS SUCC TR FOR CLARA G DUPREE TR UA FBO LAMAR DUPREE GRIMES | 境内实体 | SHAREHOLDER | — | A |
| BANK OF THE BLUEGRASS SUCC TR FOR CLARA G DUPREE TR UA FBO DAVID G. DUPREE | 境内实体 | SHAREHOLDER | 是 | C |
| BANK OF THE BLUEGRASS & TRUST COMPANY | 境内实体 | TRUSTEE | 是 | NA |
| COMBS, HUSTON BARROW | 个人 | VICE PRESIDENT | 是 | NA |
| ESTATE OF HARRIET DUPREE BRADLEY, GUY BRADLEY EXECUTOR | 境内实体 | SHAREHOLDER | 是 | C |
| BRADLEY, GUY | 个人 | EXECUTOR, ESTATE OF HARRIET DUPREE BRADLEY | 是 | NA |
Schedule B · 执行高管(2 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BANK OF THE BLUEGRASS & TRUST COMPANY | TRUSTEE | 是 |
| BRADLEY, GUY | EXECUTOR, ESTATE OF HARRIET DUPREE BRADLEY | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
