← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(07/31/2020)
EMERALD ETF ADVISERS, LLC · 所有者与执行高管(CRD 170412)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/170412
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MOYER, DANIEL, WEBSTER | 个人 | MANAGING DIRECTOR OF BUSINESS OPERATIONS AND BOARD MEMBER | 是 | NA |
| REHR, SCOTT, LAMBERT | 个人 | CHIEF ADMINISTRATIVE OFFICER AND BOARD MEMBER | 是 | NA |
| MEEHAN, JAMES, ANDREW | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| JULIANO, RICHARD | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| WITTHOHN, JOSEPH, GEORGE | 个人 | CHIEF INVESTMENT OFFICER AND BOARD MEMBER | 是 | B |
| SMITH, ANDREW, ALLEN | 个人 | PORTFOLIO MANAGER | 是 | NA |
| BESECKER, JOSEPH, EDWARD | 个人 | PRESIDENT AND BOARD MEMBER | 是 | NA |
| WARE, PAUL, WILLARD | 个人 | BOARD MEMEBER | 是 | NA |
| EMERALD SEPARATE ACCOUNT MANAGEMENT LLC | 境内实体 | PARENT COMPANY | 是 | E |
Schedule B · 执行高管(15 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| EMERALD ASSET MANAGEMENT EMPLOYEE STOCK OWNERSHIP TRUST | SHAREHOLDER | 是 |
| BESECKER, JOSEPH, EDWARD | TRUSTEE | 是 |
| WARE, PAUL, WILLARD | TRUSTEE | 是 |
| MOYER, DANIEL, WEBSTER | TRUSTEE | 是 |
| EMERALD ASSET MANAGEMENT PA, LLC | MEMBER | 是 |
| EMERALD ASSET MANAGEMENT, INC. | SHAREHOLDER | 是 |
| 1251 ASSET MANAGEMENT PLATFORM, LLC | MEMBER | 是 |
| 1251 ASSET MANAGEMENT PAYCO, LLC | MEMBER | 是 |
| 1251 FINANCING COMPANY, LLC | MEMBER | 是 |
| 1251 CAPITAL GROUP, INC. | MANAGING MEMBER | 是 |
| 1251 CAPITAL GROUP HOLDINGS, LLC | SHAREHOLDER | 是 |
| HAILER, JOHN, THOMAS | MEMBER/MANAGER | 是 |
| Maguire, Christopher | MEMBER | 是 |
| Wilson, Michael, Arthur Ross | MEMBER | 是 |
| BRIZIUS, CHARLES, ALBERT | MEMBER/MANAGER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
