← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/29/2024）
EAM GLOBAL INVESTORS LLC · 所有者与执行高管（CRD 170870）
机构事实页：EAM GLOBAL INVESTORS LLC 事实页 → | 官方原文：IAPD firm-summary/170870
Schedule A · 直接所有者（8 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| EAM INVESTORS, LLC | 境内实体 | MANAGER/CLASS A COMMON UNIT HOLDER | 是 | C |
| WACO LIMITED, LLC | 境内实体 | CLASS A COMMON UNIT HOLDER | 是 | C |
| WEISENBERGER, MONTIE, LEE | 个人 | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | 是 | B |
| PRENTICE, TRAVIS, TYLER | 个人 | PRESIDENT, CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR, CLASS B COMMON UNIT HOLDER | 是 | B |
| GAERTNER, DEREK, JOHN | 个人 | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CLASS A COMMON UNIT HOLDER | 是 | NA |
| HURST, FRANK, PAGE | 个人 | MANAGING DIRECTOR, CLASS A COMMON UNIT HOLDER | 是 | A |
| MOSS, JOSHUA, MATTHEW | 个人 | VICE PRESIDENT, CLASS B COMMON UNIT HOLDER | 是 | NA |
| NORTHERN LIGHTS MIDCO, LLC | 境内实体 | PREFERRED UNIT HOLDER | 是 | B |
Schedule B · 执行高管（10 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| WEISENBERGER, MONTIE, LEE | MANAGING MEMBER | 是 |
| PRENTICE, TRAVIS, TYLER | MANAGING MEMBER | 是 |
| HURST, FRANK, PAGE | MANAGING MEMBER | 是 |
| WACO LIMITED, LLC | MEMBER | 是 |
| CR FINANCIAL HOLDINGS, INC. | MEMBER | 是 |
| ROTH, BYRON, CLARENCE | SHAREHOLDER | 是 |
| AURORA TRUST | MEMBER | 是 |
| AURORA INVESTMENT MANAGEMENT PTY LIMITED | TRUSTEE | 是 |
| PACIFIC CURRENT GROUP | UNITHOLDER | 是 |
| NORTHERN LIGHTS CAPITAL PARTNERS, LLC | UNITHOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
