← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/15/2024）
APELLA CAPITAL, LLC · 所有者与执行高管（CRD 171106）
机构事实页：APELLA CAPITAL, LLC 事实页 → | 官方原文：IAPD firm-summary/171106
Schedule A · 直接所有者（19 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CONNELLY, DAVID, EDWARD | 个人 | MANAGER | 是 | NA |
| SWEENY, PATRICK, ADAM | 个人 | MEMBER/CEO | 是 | NA |
| RICHARDS, TIMOTHY, EDWARD | 个人 | CCO | — | NA |
| RICHTER, EDWARD, STUART | 个人 | SENIOR FINANCIAL ADVISOR/MEMBER | — | NA |
| SIEGEL, HARVEY | 个人 | SENIOR FINANCIAL ADVISOR/MEMBER | — | NA |
| STRATEGIC INVESTMENT HOLDINGS, LLC | 境内实体 | DIRECT OWNER/ENTITY | 是 | D |
| BACON, DIANA, LYNN | 个人 | SENIOR FINANCIAL ADVISOR/MEMBER | — | NA |
| EWART, MITCHELL, JON | 个人 | FINANCIAL ADVISOR/MEMBER | — | NA |
| COCK, THOMAS, CHARLES | 个人 | REGIONAL DIRECTOR/MEMBER | — | NA |
| MCDONALD, DONALD, ANDERSON | 个人 | EDUCATION DIRECTOR/MEMBER | — | NA |
| CALANDRA, PHILLIP, ARNOLD | 个人 | SENIOR FINANCIAL ADVISOR/MEMBER | — | NA |
| PROJECT BRAVO ACQUISITION, LLC | 境内实体 | PARTNER | — | C |
| DRAKE, TAYLOR, EVAN | 个人 | SENIOR FINANCIAL ADVISOR/MEMBER | — | NA |
| CARLSON, LAURA | 个人 | TAX MANAGER/MEMBER | — | NA |
| NEMETZ, STACIE, RENAE | 个人 | SENIOR FINANCIAL ADVISOR/MEMBER | — | NA |
| SCANLAN, JAMES, JOHN | 个人 | PRESIDENT | 是 | NA |
| THE MARK LOUIS PRENDERGAST AND EVELYN MARIE ZOHLEN FAMILY TRUST | 境内实体 | MEMBER | — | NA |
| ZOHLEN, EVELYN, MARIE | 个人 | TRUSTEE - THE MARK LOUIS PRENDERGAST AND EVELYN MARIE ZOHLEN FAMILY TRUST | — | NA |
| ATHERTON, SAMUEL, MARK | 个人 | REGIONAL DIRECTOR/MEMBER | — | NA |
Schedule B · 执行高管（4 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| CONNELLY, DAVID, EDWARD | MANAGER/MEMBER | 是 |
| SWEENY, PATRICK, ADAM | MANAGER/MEMBER | 是 |
| WPCG APELLA, LLC | MEMBER | — |
| CATAPULT INVESTMENTS, LLC | MEMBER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
