← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（10/30/2024）
SOUTHOCEAN CAPITAL PARTNERS, LLC · 所有者与执行高管（CRD 171580）
机构事实页：SOUTHOCEAN CAPITAL PARTNERS, LLC 事实页 → | 官方原文：IAPD firm-summary/171580
Schedule A · 直接所有者（6 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HORVITZ, DAVID, WILLIAM | 个人 | MANAGING DIRECTOR, CHAIRMAN & TREASURER | 是 | NA |
| BANNON, TIMOTHY, EDWARD | 个人 | MANAGING DIRECTOR, PRESIDENT & CEO | 是 | C |
| HRC INVESTMENTS, LLC | 境内实体 | MANAGING MEMBER | 是 | D |
| GIOVANNELLI, LISA, MARIE | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| ESTRADA, LORRAINE, GOMEZ | 个人 | VICE PRESIDENT & SECRETARY | — | NA |
| ROTH, LINDA, HORVITZ | 个人 | BOARD MEMBER | 是 | NA |
Schedule B · 执行高管（14 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| ROTH, LINDA, HORVITZ | TRUSTEE | 是 |
| ROTH, STEPHEN, ANDREW | MEMBER | 是 |
| MAKAR, EMILY, C | MEMBER | 是 |
| CORR, SARA, MICHELLE | TRUSTEE | 是 |
| HORVITZ, GREGORY, STEVEN | TRUSTEE | 是 |
| HORVITZ, DAVID, WILLIAM | TRUSTEE | 是 |
| DAVID W. HORVITZ 1991 TRUST; U/T/D 3/25/91, AS AMENDED AND RESTATED | MEMBER | 是 |
| ROTH FAMILY INVESTMENT REVOCABLE TRUST; U/T/D 6/26/08 | MEMBER | 是 |
| GREGORY S. HORVITZ REVOCABLE TRUST, U/T/D 5/31/12, AS AMENDED | MEMBER | 是 |
| SARA M. CORR 2013 REVOCABLE TRUST, U/T/D 7/21/13 | MEMBER | 是 |
| SO MANAGER LLC | MANAGING MEMBER | 是 |
| HRC CAPITAL, LLC | NON-MANAGING MEMBER | 是 |
| HORVITZ, DAVID, WILLIAM | MEMBER OF BOARD OF MANAGERS | 是 |
| ROTH, LINDA, HORVITZ | MANAGER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
