← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/15/2017)
GRIFFIN CAPITAL BDC ADVISOR, LLC · 所有者与执行高管(CRD 171926)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/171926
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SHIELDS, KEVIN, ALAN | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| RUPERT, DAVID, CARLSON | 个人 | PRESIDENT | 是 | NA |
| MILLER, JOSEPH, EVERETT | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| ANDERSON, RANDY, INER | 个人 | EXECUTIVE VICE PRESIDENT AND MEMBER | 是 | A |
| HIRSCH, HOWARD, SCOTT | 个人 | VICE PRESIDENT AND SECRETARY | 是 | NA |
| GRIFFIN CAPITAL ASSET MANAGEMENT COMPANY, LLC | 境内实体 | MEMBER | 是 | E |
| HAAS, JAY, WILSON | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GRIFFIN CAPITAL, LLC | MANAGER AND MEMBER | 是 |
| GRIFFIN CAPITAL COMPANY, LLC | MANAGER AND MEMBER | 是 |
| KEVIN A. SHIELDS FAMILY TRUST DATED JUNE 15, 1999, AS AMENDED AND RESTATED ON AUGUST 27, 2008 | SHAREHOLDER | 是 |
| SHIELDS, KEVIN, ALAN | TRUSTEE | 是 |
| GRIFFIN CAPITAL HOLDINGS CORPORATION | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
