← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（08/08/2024）
CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS · 所有者与执行高管（CRD 173355）
机构事实页：CANDRIAM, SOCIETE EN COMMANDITE PAR ACTIONS 事实页 → | 官方原文：IAPD firm-summary/173355
Schedule A · 直接所有者（16 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CANDRIAM GROUP (EX: NEW YORK LIFE INVESTMENT MANAGEMENT GLOBAL HOLDINGS S. R.L.) | 境外实体 | DIRECT INTEREST HOLDER | 是 | E |
| ABOU-JAOUDE, NAIM, (NMN) | 个人 | CHAIRMAN OF THE BOARD OF DIRECTORS | 是 | NA |
| MALDAGUE, JEAN-YVES, MARIE PIERRE | 个人 | MANAGING DIRECTOR, CHAIRMAN OF THE BOARD OF MANAGEMENT AND CHIEF FINANCIAL OFFICER | 是 | NA |
| VEAUX, PIERRE-GUILLAUME, RENE STEPHANE | 个人 | GLOBAL HEAD OF LEGAL AND COMPLIANCE | — | NA |
| CANDRIAM LUXCO S. R.L. | 境外实体 | DIRECT INTEREST HOLDER OF 1 SHARE (GENERAL PARTNER) | 是 | NA |
| Harte, Michael, Francis | 个人 | DIRECTOR | 是 | NA |
| Cuchet, Fabrice, Marie Henri | 个人 | CHIEF OPERATIONS OFFICER | — | NA |
| HAMELINK, VINCENT, LEOPOLD | 个人 | DIRECTOR, MEMBER OF THE BOARD OF MANAGEMENT AND CHIEF EXECUTIVE OFFICER | 是 | NA |
| DRUART, GONZAGUE, BRUNO MICHEL | 个人 | GLOBAL HEAD OF COMPLIANCE AND US CHIEF COMPLIANCE OFFICER | — | NA |
| MINORITY SHARE HOLDERS (60 SENIOR EMPLOYEES OF CANDRIAM-NAMES CAN NOT BE DISCLOSED FOR CONFIDENTIALITY & DATA PROTECTION REASONS | 境外实体 | DIRECT INTEREST HOLDERS | — | NA |
| KARAOGLAN, ALAIN, MAURICE | 个人 | DIRECTOR | 是 | NA |
| GUERRIERO, RENATO, (NMN) | 个人 | DIRECTOR, DEPUTY CHIEF EXECUTIVE OFFICER | 是 | NA |
| FOREST, NICOLAS, PIERRE ANDRE | 个人 | CHIEF INVESTMENT OFFICER | — | NA |
| MALLOY, ANTHONY, RAMSEY | 个人 | DIRECTOR | 是 | NA |
| KUAN, MELISSA, CHING-AI | 个人 | DIRECTOR | 是 | NA |
| HANLEY, SHAWNA, LEIKO | 个人 | DIRECTOR | 是 | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | INDIRECT INTEREST HOLDER | 是 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | INDIRECT INTEREST HOLDER | 是 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL | INDIRECT INTEREST HOLDER | 是 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONAL | INDIRECT INTEREST HOLDER | 是 |
| MINORITY SHAREHOLDERS | INDIRECT INTEREST HOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
