← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/31/2022)
CANDRIAM FRANCE S.A.S. · 所有者与执行高管(CRD 173357)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/173357
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HUNG, YIE-HSIN, (NMN) | 个人 | CHAIRMAN OF THE STRATEGIC COMMITTEE | 是 | NA |
| CANDRIAM LUXEMBOURG S.C.A. | 境外实体 | SOLE MEMBER/DIRECT & SOLE INTEREST HOLDER | 是 | E |
| GRADY, JOHN, MICHAEL | 个人 | MEMBER OF THE STRATEGIC COMMITTEE | 是 | NA |
| ABOU-JAOUDE, NAIM, (NMN) | 个人 | MEMBER OF THE STRATEGIC COMMITTEE AND CHIEF EXECUTIVE OFFICER OF CANDRIAM | 是 | NA |
| MALDAGUE, JEAN-YVES, MARIE PIERRE | 个人 | MEMBER OF THE STRATEGIC COMMITTEE AND CHIEF FINANCIAL OFFICER OF CANDRIAM | 是 | NA |
| VEAUX, PIERRE-GUILLAUME, RENE STEPHANE | 个人 | CHIEF COMPLIANCE OFFICER, GLOBAL HEAD OF LEGAL AND COMPLIANCE OF CANDRIAM | 是 | NA |
| MALLOY, ANTHONY, RAMSEY | 个人 | DIRECTOR AND MEMBER OF THE AUDIT COMMITTEE | 是 | NA |
| Harte, Michael, Francis | 个人 | MEMBER OF THE STRATEGIC COMMITTEE | 是 | NA |
| Cuchet, Fabrice, Marie Henri | 个人 | CHIEF OPERATIONS OFFICER OFCANDRIAM | 是 | NA |
| DRUART, GONZAGUE, BRUNO MICHEL | 个人 | GLOBAL HEAD OF COMPLIANCE | — | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| NEW YORK LIFE INSURANCE COMPANY | INDIRECT INTEREST HOLDER | 是 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | INDIRECT INTEREST HOLDER | 是 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS INTERNATIONAL. | INDIRECT INTEREST HOLDER | 是 |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS II INTERNATIONAL | INDIRECT INTEREST HOLDER | 是 |
| CANDRIAM GROUP | INDIRECT INTEREST HOLDER | 是 |
| CANDRIAM LUXCO S.A.R.L. | INDIRECT INTEREST HOLDER | 是 |
| MINORITY SHAREHOLDERS | INDIRECT INTEREST HOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
