← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/01/2021)
EXWORKS CAPITAL, LLC · 所有者与执行高管(CRD 173913)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/173913
Schedule A · 直接所有者(13 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PERLMAN, RICHARD | 个人 | DIRECTOR/MEMBER HOLDING SERIES A PREFERRED UNITS | 是 | B |
| PRICE, JAMES | 个人 | DIRECTOR/MEMBER HOLDING SERIES A PREFERRED UNITS | 是 | B |
| SHUTZER, WILLIAM, ALAN | 个人 | MEMBER HOLDING SERIES A PREFERRED UNITS | 是 | B |
| REDRIDGE FINANCE GROUP, LLC | 境内实体 | MEMBER HOLDING COMMON UNITS | — | B |
| Pascual, Reinaldo | 个人 | GENERAL COUNSEL | — | NA |
| HARRINGTON, JAMES, P | 个人 | GROUP CHIEF FINANCIAL OFFICER | 是 | NA |
| STARR INVESTMENT FUND II, LLC | 境内实体 | MEMBER HOLDING COMMON UNITS | — | A |
| GOLDEN, CHRISTOPHER, MARK | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| Gupta, Sandeep | 个人 | MEMBER OF OPERATING COMMITTEE | 是 | NA |
| HUTCHISON, DONALD, ROBERT | 个人 | CHIEF OPERATING OFFICER / MEMBER OF OPERATING COMMITTEE | 是 | NA |
| Hyland, Jeffrey, Scott | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DECKER, JAMES, DALE | 个人 | DIRECTOR (INDEPENDENT) | 是 | NA |
| KEATING, TERRY, MICHAEL | 个人 | DIRECTOR (INDEPENDENT) | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| ABRAHAMS, RANDOLPH, TODD | DIRECTOR/MEMBER HOLDING COMMON UNITS | — |
| PERLMAN, RICHARD | MEMBER | 是 |
| PERLMAN, RICHARD | DIRECTOR | 是 |
| PRICE, JAMES | MEMBER | 是 |
| STARR INTERNATIONAL INVESTMENTS, LTD. | MEMBER HOLDING UNITS | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
