← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/27/2024)
SERONE CAPITAL MANAGEMENT LLP · 所有者与执行高管(CRD 174288)
机构事实页:SERONE CAPITAL MANAGEMENT LLP 事实页 → | 官方原文:IAPD firm-summary/174288
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SERONE CAPITAL MANAGEMENT (UK) LIMITED | 境外实体 | OWNER | 是 | E |
| SERVIS, NEIL, (NO MIDDLE NAME) | 个人 | CHIEF EXECUTIVE OFFICER AND OWNER | 是 | A |
| KING, ADRIAN, NICHOLAS | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| WALIA, SARBJIT, SINGH | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| McLean, Alan, Stuart | 个人 | CHIEF RISK OFFICER | 是 | NA |
| LIKHOSHERSTOV, SERGEY, (NMN) | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| QI, QI, (NMN) | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(12 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SERONE CAPITAL MANAGEMENT (CAYMAN) LTD | OWNER | 是 |
| SERVIS, NEIL, (NO MIDDLE NAME) | OWNER | 是 |
| CANEPA SCM HOLDINGS, LTD. | OWNER | 是 |
| CANEPA GLOBAL MANAGERS SCS | OWNER | 是 |
| CGM CAPITAL SPF S. R.L. | LIMITED PARTNER | 是 |
| CTP HOLDINGS LIMITED | SHAREHOLDER | 是 |
| CGM PARTNERS, S. R.L. | GENERAL PARTNER | 是 |
| RAICES INTERNATIONAL SPF S. R.L. | SHAREHOLDER | 是 |
| BLTM CGM CP, LLC | SHAREHOLDER | 是 |
| ESTEGHAMAT, KIAN, (NMN) | SHAREHOLDER | 是 |
| ESBER, ELIAS, (NMN) | SHAREHOLDER | 是 |
| RODRIGUEZ, FRANCISCO, FELIX | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
