← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/20/2024）
CAPFINANCIAL PARTNERS, LLC · 所有者与执行高管（CRD 175112）
机构事实页：CAPFINANCIAL PARTNERS, LLC 事实页 → | 官方原文：IAPD firm-summary/175112
Schedule A · 直接所有者（16 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MILLER, JAMES, FIELDING | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| THE CAPFINANCIAL GROUP, LLC | 境内实体 | MEMBER | 是 | E |
| HOYLE, WILSON, SMITH | 个人 | MANAGING DIRECTOR | 是 | NA |
| GOLDSTEIN, BENJAMIN, STUART | 个人 | PRESIDENT | 是 | NA |
| BUCHANAN, DENISE, MCGEE | 个人 | SENIOR DIRECTOR, COMPLIANCE | 是 | NA |
| SHOFF, DERICK, DON | 个人 | MANAGING DIRECTOR | — | NA |
| MATHESON, SCOTT, THOMAS | 个人 | MANAGING DIRECTOR | 是 | NA |
| Markell-Balleza, Christina | 个人 | MANAGING DIRECTOR, GENERAL COUNSEL | 是 | NA |
| Meyer, Jonathan, Seth | 个人 | CHIEF TECHNOLOGY OFFICER | — | NA |
| CURRY, JOHN, DAVID | 个人 | CHIEF MARKETING OFFICER | — | NA |
| FRANCHER, MARK, JOHN | 个人 | CHIEF HUMAN RESOURCES OFFICER | — | NA |
| VOGELZANG, MICHAEL, JAMES | 个人 | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | — | NA |
| MILLER, ROBERT, A | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| Welch, Edward, Virgil | 个人 | MANAGING DIRECTOR | — | NA |
| JAROCKI, MARGARET, A | 个人 | SENIOR DIRECTOR | — | NA |
| Leddy, Ann | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（16 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| MILLER, JAMES, FIELDING | DIRECTOR | 是 |
| CAPFINANCIAL HOLDINGS, INC. | MEMBER | 是 |
| MILLER, JAMES, FIELDING | BOARD OF MANAGERS | 是 |
| SOLOMON, ROBERT, G | BOARD OF MANAGERS | — |
| HOYLE, WILSON, SMITH | BOARD OF MANAGERS | 是 |
| HALFTIME HOLDINGS LLC | MEMBER | 是 |
| GTCR FUND XII/B LP | MEMBER | 是 |
| GOLDSTEIN, BENJAMIN, STUART | BOARD OF MANAGERS | 是 |
| ROCHE, COLLIN, EDWARD | BOARD OF MANAGERS | — |
| SMITH, DASHA, MARIE | BOARD OF MANAGERS | — |
| Wilson, Mark, Sanford | BOARD OF MANAGERS | — |
| HOLLANDER, MICHAEL, S | BOARD OF MANAGERS | — |
| REDETT, JOHN, CHRISTOPHER | BOARD OF MANAGERS | — |
| Markell-Balleza, Christina | BOARD OF MANAGERS | 是 |
| Burr, James | BOARD OF MANAGERS | — |
| MCCONNELL, KALEN, JAMES | BOARD OF MANAGERS | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
