← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（03/25/2021）
H. BECK, INC. · 所有者与执行高管（CRD 1763）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/1763
Schedule A · 直接所有者（14 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| JEAN, CLINELLE ARMINTA | 个人 | PRINCIPAL TRADER | — | NA |
| POER, JAMES LYNN | 个人 | OFFICER | — | NA |
| VANDERHEYDEN, JOHN PATRICK | 个人 | OFFICER | — | NA |
| NORWOOD, ROBERT BREDT | 个人 | OFFICER | — | NA |
| KESTRA FINANCIAL INC. | 境内实体 | 100 % SHAREHOLDER | 是 | E |
| BARRY, MICHELLE ANNE | 个人 | PRESIDENT | 是 | NA |
| ALBINO, JASON R | 个人 | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 是 | NA |
| ROBERTS, CHRISTOPHER RYAN | 个人 | SENIOR VICE PRESIDENT & SALES SUPPORT | — | NA |
| BENNETT, JOEL VAN | 个人 | ASSISTANT VICE PRESIDENT | — | NA |
| YIN, YIN | 个人 | ASSISTANT SECRETARY | — | NA |
| SHANK, BILLY WAYNE JR | 个人 | VICE PRESIDENT, INVESTMENT ADVISORY | — | NA |
| WORSHAM, SANDRA RENEE | 个人 | VICE PRESIDENT, BROKER DEALER COMPLIANCE | — | NA |
| COSTELLO, ROBERT | 个人 | CHIEF OPERATION OFFICER | 是 | NA |
| ENGLE, ROBERT JAMES | 个人 | EXECUTIVE VICE PRESIDENT | — | NA |
Schedule B · 执行高管（8 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| KESTRA ADVISOR SERVICES HOLDING A, INC. | OWNER | — |
| KESTRA ADVISOR SERVICES HOLDING B, INC. | OWNER | — |
| KESTRA ADVISOR SERVICES HOLDING C, INC. | OWNER | — |
| KINGFISHER HOLDING, L.P. | OWNER | 是 |
| KINGFISHER HOLDING A, INC. | OWNER | 是 |
| KINGFISHER HOLDING B, INC. | OWNER | 是 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | LIMITED PARTNER | 是 |
| KINGFISHER HOLDING GP, LLC | GENERAL PARTNER | — |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
