← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/16/2024）
WELLS FARGO CLEARING SERVICES, LLC · 所有者与执行高管（CRD 19616）
机构事实页：WELLS FARGO CLEARING SERVICES, LLC 事实页 → | 官方原文：IAPD firm-summary/19616
Schedule A · 直接所有者（11 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | 境内实体 | SOLE MEMBER | 是 | E |
| KARANIK, ERIK ANTHONY | 个人 | BOARD OF MANAGERS | 是 | NA |
| LIERSCH, MICHAEL | 个人 | WIM HEAD OF ADVICE & PLANNING / BOARD OF MANAGERS / CONTROL PRINCIPAL | 是 | NA |
| SOMMERS, BARRY | 个人 | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 是 | NA |
| CRONK, DARRELL | 个人 | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL | 是 | NA |
| GINDI, SOL | 个人 | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL | 是 | NA |
| SAUNDERS, DAVID WARD | 个人 | DESIGNATED STATE PRINCIPAL | 是 | NA |
| PATEL, RAKESH | 个人 | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS | 是 | NA |
| LACEY, PAUL | 个人 | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL | 是 | NA |
| TSAMADIAS, CHRISTOS G | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| SOMESHWAR, PRASANNA | 个人 | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL | 是 | NA |
Schedule B · 执行高管（3 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| EVEREN CAPITAL CORPORATION | SHARE HOLDER | 是 |
| WELLS FARGO & COMPANY | SHARE HOLDER | 是 |
| WFC HOLDINGS, LLC | SHARE HOLDER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
