← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/13/2024)
SATURNA CAPITAL CORPORATION · 所有者与执行高管(CRD 25586)
机构事实页:SATURNA CAPITAL CORPORATION 事实页 → | 官方原文:IAPD firm-summary/25586
Schedule A · 直接所有者(12 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| MCILVAINE, PHELPS, SHAW | 个人 | DIRECTOR | — | NA |
| CARTEN, JANE, KAISER | 个人 | EXECUTIVE CHAIR, PRESIDENT | 是 | D |
| SALAM, MONEM, ABDUL | 个人 | EXECUTIVE DIRECTOR, EXECUTIVE VICE PRESIDENT | 是 | NA |
| FANKHAUSER, CHRISTOPHER, REED | 个人 | EXECUTIVE DIRECTOR, CHIEF OPERATIONS OFFICER | 是 | NA |
| KAISER, NICHOLAS, FERGUSON | 个人 | FOUNDER AND GLOBAL STRATEGIST | 是 | C |
| LEWIS, MICHAEL, ERIC | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| MURPHY, DENNIS | 个人 | INDEPENDENT DIRECTOR | — | NA |
| STEWART, JACOB, ANDREW | 个人 | ANTI-MONEY LAUNDERING OFFICER | — | NA |
| HANNA, KALEN, MARTIN | 个人 | EXECUTIVE DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 是 | NA |
| Cohen, Elliot, Scott | 个人 | CHIEF LEGAL OFFICER, SECRETARY | 是 | NA |
| Kaiser, Robert, F | 个人 | EXECUTIVE DIRECTOR, VP OF INSTITUTIONAL SALES | 是 | NA |
| Morse, Michael, K. | 个人 | INDEPENDENT DIRECTOR | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
