← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/19/2024)
FIRST SENTIER INVESTORS (UK) IM LIMITED · 所有者与执行高管(CRD 281323)
机构事实页:FIRST SENTIER INVESTORS (UK) IM LIMITED 事实页 → | 官方原文:IAPD firm-summary/281323
Schedule A · 直接所有者(10 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| Kubitscheck, Vicky Wai-Choo | 个人 | NON-EXECUTIVE DIRECTOR | 是 | NA |
| HAWKINS, PETER, JOHN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| Steinberg, Mark, David | 个人 | GLOBAL CHIEF EXECUTIVE OFFICER | 是 | NA |
| COTTON, GARY, NICHOLAS | 个人 | MANAGING DIRECTOR EMEA, CHIEF OF STAFF AND CHAIRMAN | 是 | NA |
| Evans, Suzanne, Clare | 个人 | GLOBAL CHIEF FINANCIAL AND STRATEGY OFFICER | 是 | NA |
| Johnson, Christine, Elaine | 个人 | INDEPENDENT NON-EXECUTIVE DIRECTOR | — | NA |
| Warburton, Lisa, Jane | 个人 | GROUP GENERAL COUNSEL | 是 | NA |
| Daniel, Jane, Philippa Louise | 个人 | DIRECTOR AND CHIEF RISK OFFICER | 是 | NA |
| Gazal, Amanda, Renee | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| FIRST SENTIER INVESTORS UK HOLDINGS LIMITED | 境外实体 | SHAREHOLDER | 是 | E |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MITSUBISHI UFJ FINANCIAL GROUP, INC | SHAREHOLDER | 是 |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | SHAREHOLDER | 是 |
| FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
