← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/30/2024)
FIRST SENTIER INVESTORS (HONG KONG) LIMITED · 所有者与执行高管(CRD 281553)
机构事实页:FIRST SENTIER INVESTORS (HONG KONG) LIMITED 事实页 → | 官方原文:IAPD firm-summary/281553
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| FIRST SENTIER INVESTORS ASIA HOLDINGS LIMITED | 境外实体 | HOLDING COMPANY OF FIRST SENTIER INVESTORS (HONG KONG) LIMITED | 是 | E |
| HUI, ELIZA, PUI-SHAN | 个人 | HEAD OF LEGAL AND COMPANY SECRETARY, ASIA | 是 | NA |
| Chia, Chung Piau | 个人 | DIRECTOR OF FSIHK & HEAD OF FINANCE, ASIA | 是 | NA |
| PRENDIVILLE, LAUREN | 个人 | DIRECTOR OF FSIHK, MANAGING DIRECTOR AND HEAD OF DISTRIBUTION, APAC | 是 | NA |
| Tetley, Emma, Kathryn | 个人 | FSI HK DIRECTOR, AND HEAD OF APAC REGULATORY COMPLIANCE AND GLOBAL IC | 是 | NA |
| GOH, CHIN TING, CHRISTY | 个人 | FSI HK DIRECTOR, AND HEAD OF INTERMEDIARY BUSINESS, ASIA | 是 | NA |
| TEO, KIAN POH | 个人 | HEAD OF REGULATORY COMPLIANCE & FINANCIAL CRIME COMPLIANCE (MLRO) ASIA | 是 | NA |
| Gazal, Amanda, Renee | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MITSUBISHI UFJ FINANCIAL GROUP, INC. | SHAREHOLDER / HEAD PARENT COMPANY | 是 |
| MITSUBISHI UFJ TRUST AND BANKING CORPORATION | SHAREHOLDER | 是 |
| FIRST SENTIER INVESTORS HOLDINGS PTY LIMITED | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
