← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/10/2017)
CNI CCEF ADVISORS, LLC · 所有者与执行高管(CRD 282366)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/282366
Schedule A · 直接所有者(7 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CNI ADVISOR HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| FORMAN, SANDRA, MATRICK | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| BARRACK, THOMAS, JOSEPH | 个人 | CHAIRMAN OF REGISTRANT; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN OF COLONY NORTHSTAR, INC | 是 | NA |
| SALTZMAN, RICHARD, BRETT | 个人 | CHIEF EXECUTIVE OFFICER OF REGISTRANT | 是 | NA |
| HEDSTROM, MARK, MELVIN | 个人 | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF OPERATING OFFICER OF COLONY NORTHSTAR, INC. | 是 | NA |
| TANGEN, DARREN, JAMES | 个人 | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF FINANCIAL OFFICER OF COLONY NORTHSTAR, INC. | 是 | NA |
| SANDERS, RONALD, MARK | 个人 | VP OF REGISTRANT; VICE PRESIDENT OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY NORTHSTAR, | 是 | NA |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | MEMBER | 是 |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | MEMBER | 是 |
| COLONY CAPITAL OP SUBSIDIARY, LLC | MEMBER | 是 |
| COLONY CAPITAL OPERATING COMPANY, LLC | MEMBER | 是 |
| COLONY NORTHSTAR, INC. | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
