← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/13/2020）
CNI RECF ADVISORS, LLC · 所有者与执行高管（CRD 282562）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/282562
Schedule A · 直接所有者（5 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| CNI ADVISOR HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| BARRACK, THOMAS, JOSEPH | 个人 | CHAIRMAN OF REGISTRANT; CHAIRMAN OF COLONY CAPITAL INVESTMENT ADVISORS, LLC; EXECUTIVE CHAIRMAN AND CEO OF COLONY CAPITA | 是 | NA |
| HEDSTROM, MARK, MELVIN | 个人 | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND COO AND CFO OF COLONY CAPITAL, INC. | 是 | NA |
| SANDERS, RONALD, MARK | 个人 | VP OF REGISTRANT; VP OF COLONY CAPITAL INVESTMENT ADVISORS, LLC AND CHIEF LEGAL OFFICER OF COLONY CAPITAL, INC. | 是 | NA |
| WHEALON, KRISTEN, ANN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管（5 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | MEMBER | 是 |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | MEMBER | 是 |
| COLONY CAPITAL OP SUBSIDIARY, LLC | MEMBER | 是 |
| COLONY CAPITAL OPERATING COMPANY, LLC | MEMBER | 是 |
| COLONY CAPITAL, INC. | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
