← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(06/24/2024)
OSMOSIS INVESTMENT MANAGEMENT US LLC · 所有者与执行高管(CRD 283049)
机构事实页:OSMOSIS INVESTMENT MANAGEMENT US LLC 事实页 → | 官方原文:IAPD firm-summary/283049
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| OSMOSIS US LLC | 境内实体 | MEMBER | 是 | E |
| GRAEME, STEPHEN, COLVILLE | 个人 | VICE PRESIDENT AND DIRECTOR OF CORPORATE, LEGAL AND COMPLIANCE | 是 | NA |
| HARMER, ANDREW, FREDERIC | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| Parker, Robert, John | 个人 | VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | — | NA |
| Dear, Benjamin, George | 个人 | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 是 | NA |
| SPANGLER, ANDREW, GALT | 个人 | VICE PRESIDENT AND INVESTMENT OFFICER | — | NA |
| Stephen, Alexander, James | 个人 | VICE PRESIDENT AND PORTFOLIO EXECUTION | 是 | NA |
| DIBARTOLO, JOSEPH, MAURICE | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| OSMOSIS HOLDINGS LIMITED | MEMBER | 是 |
| EMPLOYEE SHARE TRUST | SHAREHOLDER | — |
| Holt, Anthony, David | SHAREHOLDER | — |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
