← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/22/2023）
3D/L CAPITAL MANAGEMENT, LLC · 所有者与执行高管（CRD 283304）
机构事实页：本库未收录该机构事实页 | 官方原文：IAPD firm-summary/283304
Schedule A · 直接所有者（6 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| LUCICH, ANDREW, THOMAS | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| O'CONNOR, JOHN, ARTHUR | 个人 | PRESIDENT | 是 | NA |
| LAVINE, BENJAMIN, MARSHAL | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS LLC | 境内实体 | LIMITED LIABILITY COMPANY | 是 | E |
| HERRMANN, ROBERT, PHILIP | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DAIGNAULT, STEVEN, MARK | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管（14 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| FREEDOM ADVISORS GROUP LLC | SHAREHOLDER | 是 |
| EQIS HOLDING, INC. | SHAREHOLDER | 是 |
| EQIS COMMON HOLDCO, LLC | SHAREHOLDER, COMMON STOCK | 是 |
| LONG RIDGE EQUITY PARTNERS I, L.P. | SHAREHOLDER | 是 |
| LONG RIDGE EQUITY PARTNERS I, L.P. | SHAREHOLDER, SERIES C CONVERTIBLE PREFERRED STOCK | 是 |
| LONG RIDGE EQUITY PARTNERS I, L.P. | SHAREHOLDER, SERIES B CONVERTIBLE PREFERRED STOCK | 是 |
| LONG RIDGE EQUITY PARTNERS | VOTER, COMMON STOCK THROUGH LRECH SPECIAL MEMBER, LLC | 是 |
| EH SERIES A PREFERRED REVOCABLE TRUST | SHAREHOLDER, SERIES A CONVERTIBLE PREFERRED STOCK | 是 |
| LONG RIDGE EQUITY PARTNERS, LLC | GENERAL PARTNER | 是 |
| WINTERS, SCOTT, CHRISTOPHER | SHAREHOLDER | 是 |
| NELSON, WILLIAM, ROBERT | SHAREHOLDER | 是 |
| BHATT, KEVIN, BHALCHANDRA | SHAREHOLDER | 是 |
| BROWN, JAMES, GERARD | SHAREHOLDER | 是 |
| COHEN, JEFFREY, MAX | TRUSTEE, EH SERIES A PREFERRED REVOCABLE TRUST | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
