← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/08/2024）
KESTRA ADVISORY SERVICES, LLC · 所有者与执行高管（CRD 283330）
机构事实页：KESTRA ADVISORY SERVICES, LLC 事实页 → | 官方原文：IAPD firm-summary/283330
Schedule A · 直接所有者（12 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PEDLOW, MICHAEL, ROSS | 个人 | EVP, CHIEF COMPLIANCE OFFICER | 是 | NA |
| YIN, YIN | 个人 | CONTROLLER | — | NA |
| KESTRA FINANCIAL, INC. | 境内实体 | MANAGING MEMBER | 是 | E |
| NORWOOD, ROBERT, BREDT | 个人 | EVP, GENERAL COUNSEL | — | NA |
| BENNETT, JOEL, VAN | 个人 | SVP, CHIEF FINANCIAL OFFICER | 是 | NA |
| SCHOENBECK, MARK, PAUL | 个人 | EVP, NATIONAL SALES DIRECTOR | 是 | NA |
| CHESTER, KRISTEN, LAWLESS | 个人 | CHIEF OPERATING OFFICER | 是 | NA |
| LANGLOIS, STEPHEN, RUSSELL | 个人 | PRESIDENT | 是 | NA |
| AMORE, JOHN, VINCENT | 个人 | EVP, WEALTH MANAGEMENT | 是 | NA |
| SCHOENBECK, MARK, PAUL | 个人 | EVP, NATIONAL SALES DIRECTOR | 是 | NA |
| Dupont, Jean-Luc | 个人 | VP, CHIEF INFORMATION SECURITY OFFICER | — | NA |
| Kant, Vinay | 个人 | EVP, CHIEF DIGITAL TECHNOLOGY OFFICER | 是 | NA |
Schedule B · 执行高管（11 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| KESTRA ADVISOR SERVICES HOLDINGS C, INC | OWNER | 是 |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC | OWNER | 是 |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC | OWNER | 是 |
| KINGFISHER HOLDING, L.P. | OWNER | 是 |
| KINGFISHER HOLDING B, INC. | OWNER | 是 |
| KINGFISHER HOLDING A, INC. | OWNER | 是 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | LIMITED PARTNER | 是 |
| KINGFISHER HOLDING GP, LLC | GENERAL PARTNER | 是 |
| OHCP VI ENZO AGGREGATOR, L.P. | OWNER | 是 |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | OWNER | 是 |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | OWNER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
