← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/10/2024)
SEPULVEDA MANAGEMENT LLC · 所有者与执行高管(CRD 284290)
机构事实页:SEPULVEDA MANAGEMENT LLC 事实页 → | 官方原文:IAPD firm-summary/284290
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ZHU, JEREMY, QINLI | 个人 | MANAGING DIRECTOR | 是 | C |
| STAUNTON, VINCENT, MICHAEL | 个人 | SENIOR VICE PRESIDENT | 是 | B |
| WANG, DAVID, CHIH-WEN | 个人 | MANAGING DIRECTOR | 是 | NA |
| WAM CAPITAL, LLC | 境内实体 | STATUS MEMBER | 是 | B |
| VILLA, RICHARD, MANUEL | 个人 | GROUP MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER | 是 | NA |
| TCW ASSET MANAGEMENT COMPANY LLC | 境内实体 | SHAREHOLDER | 是 | B |
| XIQUES, GLADYS | 个人 | GROUP MANAGING DIRECTOR AND GLOBAL CHIEF COMPLIANCE OFFICER | 是 | NA |
| LANE, MARTIN, KEITH | 个人 | SENIOR VICE PRESIDENT | — | A |
| BOWDEN, ANDREW, JOHN | 个人 | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | 是 | NA |
Schedule B · 执行高管(9 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| CLIPPER ACQUISITIONS CORP. | SHAREHOLDER | 是 |
| CLIPPER INTERMEDIATE CORP. | SHAREHOLDER | 是 |
| CLIPPER HOLDING, L.P. | SHAREHOLDER | 是 |
| CLIPPER GP, L.L.C. | GENERAL PARTNER | 是 |
| WEDBUSH CAPITAL | MEMBER | 是 |
| THE TCW GROUP, INC. | SOLE MEMBER | 是 |
| WEDBUSH, JEAN, ARDELLE | SHAREHOLDER | 是 |
| NIPPON LIFE AMERICAS, INC. | SHAREHOLDER | 是 |
| NIPPON LIFE INSURANCE COMPANY | SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
