← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（04/29/2024）
WATERTON INVESTMENT ADVISER, L.L.C. · 所有者与执行高管（CRD 285602）
机构事实页：WATERTON INVESTMENT ADVISER, L.L.C. 事实页 → | 官方原文：IAPD firm-summary/285602
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| SCHWARTZ, DAVID, REUBEN | 个人 | CHIEF EXECUTIVE OFFICER AND CHAIRMAN | 是 | NA |
| VILIM, PETER, MICHAEL | 个人 | VICE CHAIRMAN | 是 | NA |
| Hurd, Richard, Hanford | 个人 | MANAGING PARTNER, INVESTMENT MANAGEMENT | 是 | NA |
| WATERTON RESIDENTIAL L.L.C. | 境内实体 | MEMBER | 是 | E |
| MARSZEWSKI, TARA | 个人 | MANAGING PARTNER AND CHIEF FINANCIAL OFFICER | 是 | NA |
| JOSEPH, TODD, ANDREW | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| WELLS, MICHELLE, CHRISTINE | 个人 | MANAGING PARTNER, INVESTOR RELATIONS | 是 | NA |
| BROCK, STEPHANIE, FOSTER | 个人 | MANAGING PARTNER, PROPERTY MANAGEMENT | 是 | NA |
| LUKOWSKI, PHIL, JOSEPH | 个人 | MANAGING PARTNER, PORTFOLIO MANAGEMENT | 是 | NA |
| Harris, Erick, Steven | 个人 | GENERAL COUNSEL | 是 | NA |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| WATERTON ENTERPRISES, L.L.C. | MEMBER | 是 |
| SC INTERMEDIATE, L.L.C. | MEMBER | 是 |
| SCHWARTZ CONSOLIDATED, L.L.C. | MEMBER | 是 |
| JAMIE DIAMOND SCHWARTZ FAMILY GIFT TRUST | MEMBER | 是 |
| DAVID SCHWARTZ FAMILY GIFT TRUST | MEMBER | 是 |
| WATERTON ASSOCIATES HOLDINGS, L.L.C. | MEMBER | 是 |
| WATERTON ASSOCIATES L.L.C. | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
