← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（12/24/2024）
STRATA WEALTH ADVISORS, LLC · 所有者与执行高管（CRD 285973）
机构事实页：STRATA WEALTH ADVISORS, LLC 事实页 → | 官方原文：IAPD firm-summary/285973
Schedule A · 直接所有者（9 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| PAINTER, KENNETH, ROY | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| PATEL, VYOMA, VIPUL | 个人 | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF OPERATIONS | 是 | NA |
| KRP HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
| CUMBACO, LLC | 境内实体 | MEMBER | — | NA |
| WALLACE, DUSTY, DAWN | 个人 | PRESIDENT AND DIRECTOR OF FINANCIAL PLANNING | 是 | NA |
| BECKER STRATA HOLDINGS, LLC | 境内实体 | MEMBER | — | A |
| WHIDBY, MARK, WENDALL | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| OMSHANTIOM, LLC | 境内实体 | OWNER | — | A |
| ACI BEARS & BEYOND HOLDING, LLC | 境内实体 | MEMBER | — | A |
Schedule B · 执行高管（12 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| PAINTER, KENNETH, ROY | MEMBER AND MANAGER | 是 |
| CUMBA, BRANDON, KEITH | CO-TRUSTEE | 是 |
| BECKER, DANIEL, WAYNE | CO-TRUSTEE | 是 |
| PATEL, VYOMA, VIPUL | CO-TRUSTEE | 是 |
| BECKER REVOCABLE LIVING TRUST, DATED 11/30/2021 | MEMBER | 是 |
| WALLACE, DUSTY, DAWN | MEMBER | 是 |
| CUMBA REVOCABLE TRUST DATED 01/23/2017 | MEMBER | 是 |
| CUMBA, REBEKAH, ANNE | CO-TRUSTEE | 是 |
| BECKER, JACLYN, DENNIS | CO-TRUSTEE | 是 |
| VYOMA AND VIPUL PATEL REVOCABLE LIVING TRUST, DATED 12/17/2012 | MEMBER | 是 |
| PATEL, VIPUL, SHANTILAL | CO-TRUSTEE | 是 |
| WALLACE, ADAM, NO MIDDLE NAME | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
