← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/05/2024)
GUARDIAN FINANCIAL PARTNERS, LLC · 所有者与执行高管(CRD 287652)
机构事实页:GUARDIAN FINANCIAL PARTNERS, LLC 事实页 → | 官方原文:IAPD firm-summary/287652
Schedule A · 直接所有者(6 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| NGUYEN, HUNG, PHUC | 个人 | CHIEF COMPLIANCE OFFICER & MANAGING MEMBER | 是 | C |
| PT3GB, LLC | 境内实体 | MEMBER | 是 | C |
| HMGL LLC | 境内实体 | MEMBER | 是 | B |
| CK FINANCIAL LLC | 境内实体 | MEMBER | 是 | C |
| BARTELS, CASEY, STEVEN | 个人 | MANAGING MEMBER | 是 | B |
| GUINET, PATRICK, CLAUDE ROBERT | 个人 | MANAGING MEMBER | 是 | D |
Schedule B · 执行高管(3 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| BARTELS, CASEY, STEVEN | MANAGING MEMBER | 是 |
| NGUYEN, HUNG, PHUC | MANAGING MEMBER | 是 |
| GUINET, PATRICK, CLAUDE ROBERT | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
