← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(03/25/2024)
FLAT ROCK GLOBAL, LLC · 所有者与执行高管(CRD 288551)
机构事实页:FLAT ROCK GLOBAL, LLC 事实页 → | 官方原文:IAPD firm-summary/288551
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| GRUNEWALD, ROBERT, KARL | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| ROBERT KARL GRUNEWALD REVOCABLE TRUST | 境内实体 | MEMBER - CLASS A & C | 是 | B |
| TURTLE, LLC | 境内实体 | MEMBER - CLASS A & C | — | B |
| THOMSON FAMILY LIMITED PARTNERSHIP | 境内实体 | MEMBER - CLASS A & C | — | A |
| FLAT ROCK GLOBAL - SERIES A, LLC | 境内实体 | MEMBER - CLASS A | — | B |
| RIPP, RYAN, KELLY | 个人 | CHIEF FINANCIAL OFFICER | — | NA |
| BATES, SHILOH, RYAN | 个人 | MANAGING DIRECTOR | 是 | B |
| CHICA, ANDREW, PAUL | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
| ROBERT KARL GRUNEWALD 2022 IRREVOCABLE TRUST | 境内实体 | MEMBER - CLASS A | 是 | B |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| GRUNEWALD, ROBERT, KARL | TRUSTEE | 是 |
| KLEINERT, ROBERT, ALAN | MANAGER | 是 |
| THOMSON FAMILY MANAGEMENT LLC | GENERAL PARTNER | 是 |
| THOMSON, JOHN, LAWRENCE | MANAGER | 是 |
| GRUNEWALD, ROBERT, KARL | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
