← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/02/2022)
DOCK SQUARE CAPITAL LLC · 所有者与执行高管(CRD 288675)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/288675
Schedule A · 直接所有者(16 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| ZIRILLE, ANTHONY, MICHAEL | 个人 | GENERALCOUNSEL | 是 | NA |
| MICHAEL, DANIEL, JOSEPH | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
| SULLIVANSTREET HOLDINGSLLC | 境内实体 | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 是 | B |
| EIG DOCK SQUARE, LLC | 境内实体 | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 是 | B |
| RACEPOINT HOLDINGSLLC | 境内实体 | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 是 | B |
| OUTPOSTINVESTMENT HOLDINGSLLC | 境内实体 | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 是 | B |
| GUACAMOLESQUARE, LLC | 境内实体 | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 是 | B |
| THEOLIVERGROUP, L.L.C. | 境内实体 | UNITHOLDER OF DOCK SQUARE CAPITAL LLC | 是 | B |
| BUSH, JOHN, ELLIS | 个人 | MANAGER / CHAIRMAN OF DOCK SQUARE CAPITAL LLC | 是 | NA |
| BUSH, JOHN, ELLIS | 个人 | MANAGEROFDOCKSQUARE CAPITALLLC | 是 | NA |
| BAJPAI, AMAR, DEEP | 个人 | OWNEROFDOCK SQUARECAPITALLLC | 是 | NA |
| SAVETT, DAVID, GUSTIN | 个人 | MANAGEROFDOCKSQUARE CAPITALLLC | 是 | NA |
| HUBER, GEORGE, BARLOW | 个人 | MANAGER OF DOCK SQUARE CAPITAL LLC | 是 | NA |
| RODRIGUES, ROSS, OWEN | 个人 | MANAGER OF DOCK SQUARE CAPITAL LLC | 是 | NA |
| OLIVER, III, JACK, LEACHMAN | 个人 | MANAGER OF DOCK SQUARE CAPITAL LLC | 是 | NA |
| WALKER, LISA, ANN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| SAVETT, DAVID, GUSTIN | MANAGING MEMBER | 是 |
| RODRIGUES, ROSS, OWEN | MANAGING MEMBER | 是 |
| BAJPAI, AMAR, DEEP | MANAGING MEMBER | 是 |
| HUBER, GEORGE, BARLOW | MANAGING MEMBER | 是 |
| BUSH, JOHN, ELLIS | MANAGING MEMBER | 是 |
| BUSH, JOHN, ELLIS | MEMBER | 是 |
| OLIVER, III, JACK, LEACHMAN | MANAGING MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
