← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(12/02/2024)
PRIME CAPITAL INVESTMENT ADVISORS, LLC · 所有者与执行高管(CRD 288712)
机构事实页:PRIME CAPITAL INVESTMENT ADVISORS, LLC 事实页 → | 官方原文:IAPD firm-summary/288712
Schedule A · 直接所有者(8 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| COLANGELO, SCOTT, JAMES | 个人 | CHAIRMAN | 是 | NA |
| WOODARD, ANTHONY, ELLIOTT | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| HAKES, TIM, DAVID | 个人 | ELECTED MANAGER / VICE-CHAIRMAN | 是 | NA |
| PCIA SPV-3, LLC | 境内实体 | SOLE MEMBER | 是 | E |
| SPENCER, GLENN, AVERY | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| DILLBECK, BRIAN, STEPHEN | 个人 | CHIEF FINANCIAL & OPERATIONS OFFICER | 是 | NA |
| DUBA, SCOTT, JAMES | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| STURGIS, MELISSA, KAY | 个人 | DIRECTOR OF COMPLIANCE OPERATIONS | 是 | NA |
Schedule B · 执行高管(7 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| COLANGELO, SCOTT, JAMES | ELECTED MANAGER/OFFICER | 是 |
| SPENCER, GLENN, AVERY | ELECTED MANAGER/OFFICER | 是 |
| SCOLA, JAMES, R | ELECTED MANAGER | 是 |
| CUMMINGS, MICHAEL, CODY | ELECTED MANAGER | 是 |
| PCIA SPV-2, LLC | SOLE MEMBER | 是 |
| PCIA SPV-1, LLC | SOLE MEMBER | 是 |
| CHHSZ HOLDINGS, LLC | SOLE MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
