← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(10/17/2019)
OC PRIVATE CAPITAL, LLC · 所有者与执行高管(CRD 290619)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/290619
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| OFI GLOBAL INSTITUTIONAL, INC. | 境内实体 | MEMBER | 是 | D |
| THE CARLYLE GROUP | 境内实体 | MEMBER | 是 | C |
| MEMANI, KRISHNA, KUMAR | 个人 | DIRECTOR | 是 | NA |
| PLOUFFE, JUSTIN | 个人 | DIRECTOR | 是 | NA |
| VOLPE, STEPHEN, CHRISTOPHER | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| CORBETT, M., TIMOTHY | 个人 | DIRECTOR | 是 | NA |
| JENKINS, MARK, DAVID | 个人 | DIRECTOR | 是 | NA |
| VOHRA, ROHIT | 个人 | CEO AND COO | 是 | NA |
| PETERS, ANDREW | 个人 | CHIEF RISK OFFICER | 是 | NA |
| COLEMAN, JOHN, WILLIAM | 个人 | DIRECTOR AND CHAIRMAN | 是 | NA |
| PHEGLEY, RICHARD, LEE | 个人 | CHIEF FINANCIAL OFFICER | 是 | NA |
Schedule B · 执行高管(14 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| OPPENHEIMERFUNDS INC | SHAREHOLDER | 是 |
| OPPENHEIMER ACQUISITION CORP (GATC) | SHAREHOLDER | 是 |
| TC GROUP LLC | MEMBER | 是 |
| CARLYLE HOLDINGS I, LP | MEMBER | 是 |
| CARLYLE HOLDINGS I GP SUB L.L.C. | GENERAL PARTNER | 是 |
| CARLYLE HOLDINGS I GP INC. | MEMBER | 是 |
| THE CARLYLE GROUP, L.P. | SHAREHOLDER | 是 |
| CARLYLE GROUP MANAGEMENT L.L.C. | GENERAL PARTNER | 是 |
| INVESCO ADVISERS, INC. | SHAREHOLDER | 是 |
| INVESCO GROUP SERVICES, INC. | SOLE SHAREHOLDER | 是 |
| OFI GLOBAL ASSET MANAGEMENT, INC. | SOLE SHAREHOLDER | 是 |
| INVESCO HOLDING COMPANY (US), INC. | SOLE SHAREHOLDER | 是 |
| INVESCO HOLDING COMPANY LIMITED | SOLE SHAREHOLDER | 是 |
| INVESCO LTD. | SOLE SHAREHOLDER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
