← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(05/12/2020)
ROSEVIEW INVESTMENT ADVISORS, LLC · 所有者与执行高管(CRD 290914)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/290914
Schedule A · 直接所有者(5 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| White, Nathaniel, Bruce | 个人 | CCO/ DIRECTOR OF FINANCE | 是 | NA |
| CORRIDAN, STEPHEN, GERARD | 个人 | INVESTMENT COMMITTEE OFFICER | 是 | NA |
| KEENAN, NIGEL, THOMAS | 个人 | INVESTMENT COMMITTEE OFFICER | 是 | NA |
| COSTANTINI, VINCENT, JAMES | 个人 | CEO | 是 | NA |
| MADISON MARQUETTE INVESTMENT ADVISORS LLC | 境内实体 | MANAGING MEMBER | 是 | E |
Schedule B · 执行高管(10 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| MADISON MARQUETTE REALTY GROUP LLC | MANAGING MEMBER | 是 |
| MADISON REALTY LLC | MANAGING MEMBER | 是 |
| MADISON REALTY CORPORATION | MANAGING MEMBER | 是 |
| CG (RETAIL) INC. | SHAREHOLDER | 是 |
| CAPITAL GUIDANCE AMERICA INC. | SHAREHOLDER | 是 |
| CAPITAL GUIDANCE (HOLDING) LTD. | SHAREHOLDER | 是 |
| THE PURE SPRING TRUST | SHAREHOLDER | — |
| THE MONA LISA TRUST | SHAREHOLDER | — |
| NORTHERN STAR TRUSTCOMPANY LTD | TRUSTEE | 是 |
| NORTHERN STAR TRUSTCOMPANY LTD | TRUSTEE | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
