← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(02/28/2024)
TEAM HEWINS, LLC · 所有者与执行高管(CRD 291194)
机构事实页:TEAM HEWINS, LLC 事实页 → | 官方原文:IAPD firm-summary/291194
Schedule A · 直接所有者(9 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| HEWINS, ROGER, COLBURN | 个人 | PRINCIPAL, FOUNDING MEMBER | 是 | C |
| BUSSEL, JOHN, MATTHEW | 个人 | PRINCIPAL AND CHIEF INVESTMENT OFFICER | 是 | B |
| POST, MARTHA, ROBERTS | 个人 | PRINCIPAL, FOUNDING MEMBER | 是 | NA |
| Balachov, Mikhael | 个人 | PRINCIPAL, CHIEF EXECUTIVE OFFICER | 是 | B |
| HORNUNG, PATRICE, MARGARET CRESCI | 个人 | PRINCIPAL, SENIOR FINANCIAL ADVISOR, REGIONAL DIRECTOR | — | B |
| SCHWARTZ, KARL, ARTHUR | 个人 | PRINCIPAL, SENIOR FINANCIAL ADVISOR, REGIONAL DIRECTOR | — | A |
| KOO, KA-TYE | 个人 | PRINCIPAL, CHIEF OPERATING OFFICER | — | A |
| THIEN, THUONG, THANH | 个人 | PRINCIPAL, SENIOR FINANCIAL ADVISOR | — | A |
| MCCARTHY, MICHELLE, ANNE | 个人 | CHIEF COMPLIANCE OFFICER | — | NA |
Schedule B · 执行高管(0 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| — | ||
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
