← 栏目首页 | 数据源:SEC Form ADV Part 1(FOIA 全量数据包)· 该机构最新一次申报(08/01/2018)
CNI NS/RXR ADVISORS, LLC · 所有者与执行高管(CRD 292300)
机构事实页:本库未收录该机构事实页 | 官方原文:IAPD firm-summary/292300
Schedule A · 直接所有者(11 条)
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| BARRACK, THOMAS, JOSEPH | 个人 | CHAIRMAN | 是 | NA |
| SALTZMAN, RICHARD, BRETT | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| SANDERS, RONALD, MARK | 个人 | VICE PRESIDENT AND SECRETARY | 是 | NA |
| TANGEN, DARREN, JAMES | 个人 | VICE PRESIDENT AND TREASURER | 是 | NA |
| HEDSTROM, MARK, MELVIN | 个人 | VICE PRESIDENT | 是 | NA |
| COLONY CAPITAL OPERATING COMPANY, LLC | 境内实体 | SOLE MEMBER, COLONY CAPITAL OP SUBSIDIARY, LLC | 是 | E |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | 境内实体 | SOLE MEMBER, CNI ADVISOR HOLDINGS, LLC | 是 | E |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | 境内实体 | SOLE MEMBER, COLONY CAPITAL INVESTMENT ADVISORS, LLC | 是 | E |
| COLONY CAPITAL OP SUBSIDIARY, LLC | 境内实体 | SOLE MEMBER, COLONY CAPITAL INVESTMENT HOLDCO, LLC | 是 | E |
| WHEALON, KRISTEN, ANN | 个人 | CHIEF COMPLIANCE OFFICER | 是 | NA |
| CNI ADVISOR HOLDINGS, LLC | 境内实体 | MEMBER | 是 | E |
Schedule B · 执行高管(5 条)
| 名称 | 职务 | 控制人 |
|---|---|---|
| COLONY CAPITAL, INC. | MEMBER | 是 |
| COLONY CAPITAL OPERATING COMPANY, LLC | MEMBER | 是 |
| COLONY CAPITAL OP SUBSIDIARY, LLC | MEMBER | 是 |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | MEMBER | 是 |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | MEMBER | 是 |
口径:Form ADV 为投资顾问向 SEC/IARD 的申报,所有者与高管为机构自报;本库取该机构在数据区间内的最新一次申报快照(官方数据包截至 2024-12-31),此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
