← 栏目首页 | 数据源：SEC Form ADV Part 1（FOIA 全量数据包）· 该机构最新一次申报（11/08/2024）
CX INSTITUTIONAL, LLC · 所有者与执行高管（CRD 292627）
机构事实页：CX INSTITUTIONAL, LLC 事实页 → | 官方原文：IAPD firm-summary/292627
Schedule A · 直接所有者（10 条）
| 名称 | 类型 | 职务 / 身份 | 控制人 | 持股方式 |
|---|---|---|---|---|
| KEHOE, THOMAS, DENNIS | 个人 | MANAGING DIRECTOR, WEALTH MANAGER | — | NA |
| HEFTY, STACY, ELAINE | 个人 | PRESIDENT | 是 | NA |
| HEFTY, DAVID, WAYNE | 个人 | CHIEF EXECUTIVE OFFICER | 是 | NA |
| BYZYKA, EDISON | 个人 | CHIEF INVESTMENT OFFICER | 是 | NA |
| HEFTY WEALTH PARTNERS | 境内实体 | MANAGING MEMBER | 是 | C |
| OAK POINT FINANCIAL GROUP | 境内实体 | MEMBER | 是 | B |
| LIPPER, CHRISTOPHER, JOEL | 个人 | MANAGING DIRECTOR/WEALTH MANAGER | — | NA |
| CPF TEXAS | 境内实体 | MEMBER | 是 | B |
| Osting, Kyle, Brandon | 个人 | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 是 | NA |
| PERSONAL WEALTH PARTNERS, LLC | 境内实体 | MEMBER | — | A |
Schedule B · 执行高管（7 条）
| 名称 | 职务 | 控制人 |
|---|---|---|
| KEHOE, THOMAS, DENNIS | DIRECTOR | 是 |
| DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | MEMBER | 是 |
| STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | MEMBER | 是 |
| HEFTY, DAVID, WAYNE | TRUSTEE | 是 |
| HEFTY, STACY, ELAINE | TRUSTEE | 是 |
| LIPPER, CHRISTOPHER, JOEL | MEMBER | 是 |
| STEICHEN, DANIEL, EDWARD | MEMBER | 是 |
口径：Form ADV 为投资顾问向 SEC/IARD 的申报，所有者与高管为机构自报；本库取该机构在数据区间内的最新一次申报快照（官方数据包截至 2024-12-31），此后的人事变化不在本页反映。持股方式为 ADV 原始代码。
